Entries by Rishav Bose

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Uncovering Insider Trading: How Our ParticipantView Feature Enhances Your Investigation

Insider trading, the covert practice that involves trading securities based on non-public, material information, presents a significant challenge to maintaining fair and transparent financial markets. This illicit activity is often obscured within the vast sea of normal trading activities, making it difficult to detect and prevent. KRM22’s innovative Market Surveillance product contains ParticipantView, which offers […]

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Market Surveillance November 2022

This month, we have developed two new alerts for our customers in the Fixed Income space: Quote away from Stream and Quote away from Composite. The Quote away from Stream alert checks if the Dealer quotes a better/worse price to the client’s RFQ compared to the price it was streaming right before. Similarly, the Quote […]

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Market Surveillance September 2022

Market Surveillance has been enhanced with improvements to the Ramping and Creation of a Floor/Ceiling alerts Ramping The ramping alert can now look for opposite side trades after the price ramp to check if the trigger participant benefited from the price move. In addition, compliance officers can now restrict the time window after a detected […]

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Market Surveillance October 2022

New Pump and Dump alert Pump and dump is a scheme that attempts to boost the price of a security through misleading and exaggerated statements. After driving up the price of a security, the perpetrators of this scheme will reverse their positions at a higher price than the security was when they purchased it. Trash […]

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Market Surveillance June 2022

KRM22 is pleased to announce the release of its new Market Intelligence (MI) Dashboards for its Market Surveillance tool which will be available to all KRM22 Surveillance customers on the Global Risk Platform. The Dashboards are designed to present important surveillance KPIs in a single place, share insights with c-level executives in an effective way, […]

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Market Surveillance April 2022

This month we have enriched the available data across Alerts and Case Management to give users greater insight and flexibility when analysing activity. We have also expanded the available data sets that can be exported to support better reporting of business intelligence. ‍Alert Details report now enriched with the “Conclusion” field The Alert details report […]

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Market Surveillance September 2021

Our Market Surveillance solution includes 50 Market Abuse and Operational alerts. Alerts have been carefully designed with algorithms and rules to improve the effectiveness of the suspicious trading alerts generated. In the latest release, we have invested heavily in evolving and providing additional functionality to our order book replay and trade reconstruction, known as the […]

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Market Surveillance January 2021

Our Market Surveillance solution includes 50 Market Abuse and Operational alerts. Alerts have been carefully designed with algorithms and rules to improve the effectiveness of the suspicious trading alerts generated. The latest release includes a new version of Spoofing alert. The new alert “Spoofing by Order Depth” incorporates the alert logic assessing spoofing behaviour against […]

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