What is Market surveillance?
KRM22 Market Surveillance provides insightful analytics and contextual surveillance to help capital markets firms identify and manage the potential risks of market abuse, fraud and operational breaches.
Understand the Global Regulatory Regime
A comprehensive suite of market abuse alerts complying with all key regulatory requirements including MAR, REMIT, Dodd Frank Act and MAS. The alert library also includes a suite of operational alerts for the detection of unusual trading patterns. Our alerts are based on Central Limit Order Book and Request for Quote trading protocols.
Centralize Market Abuse Risk Management
Designed to be the compliance books of records system, Market Surveillance provides a central data repository to store all relevant records including alerts, commentaries and external documents.
See the Risk of Enforcement Actions
Simplified business intelligence tools, combined with ongoing audit and tracking, provides you with greater clarity on your exposure to enforcement actions. Take action to align your firm’s risk profile with the trading activity.
Key features
Talk to us
Get in touch to find out more about how Market Surveillance can help you track abnormal trading behavior.
